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PRA and FCA proposals on diversity & inclusion and non-financial misconduct seek to drive change in the UK financial sector On 25 September, the PRA and FCA each published their highly anticipated con...
Author(s): Elisabeth Overland, Holly Insley, Chantelle Nicholas, Amy Rentell, Emily Smith, Shania Bhageerutty, Rhiya Lall
On 30 March 2023, the Financial Conduct Authority (the FCA) and the Prudential Regulation Authority (the PRA) published a joint discussion paper (DP) on the review of the Senior Managers and Certifica...
Author(s): Michael Raffan, Emily Smith, Megan Rodgers
The recent Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) reform of regulations applying to operational resilience and outsourcing, reflect the regulators’ heightened focu...
Author(s): Laura Feldman, Simon Orton, Michael Raffan, Rhodri Thomas
The Basel Committee on Banking Supervision (BCBS) has published its “Principles for the effective management and supervision of climate-related financial risks” following a November 2021 consultation....
Author(s): Melanie Fitzsimons, Emma Rachmaninov, Claudia Rugue
Analysis pinpoints common cultural risks
Extension of the Senior Managers and Certification Regime to insurers